Our Mandate

We have a duty to guarantee that all parties involved in any exchange lead their business in a reasonable and straightforward way.

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Public Information

Gives you the most recent open administration data, including investor support documentation, aides, and uncommon reports.

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After-Hours Trading: Knowing the Risks. Information About Trading in Markets. Convertible Securities.

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Unlicensed Organizations

The unlicensed offshore organizations and suspected scam sites have come to the attention.

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The Board of Mergers & Acquisitions is dedicated to investor protection and market integrity through effective and efficient regulation of broker-dealers.

The Board of Mergers & Acquisitions S is not part of the government. We’re an independent, not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.

We do this by:

  • Writing and enforcing rules governing the activities of 3,900 broker-dealers with 635,000 brokers;
  • Examining firms for compliance with those rules;
  • Fostering market transparency; and
  • Educating investors.
Our independent regulation plays a critical role in America’s financial system—by enforcing high ethical standards, bringing the necessary resources and expertise to regulation and enhancing investor safeguards and market integrity—all at no cost to taxpayers.
  • Every investor receives the basic protections they deserve;
  • Anyone who sells a securities product has been tested, qualified and licensed;
  • Every securities product advertisement used is truthful, and not misleading;
  • Aany securities product sold to an investor is suitable for that investor's needs; and
  • Investors receive complete disclosure about the investment product before purchase.

US Board of Mergers & Acquisitions

Battling securities misrepresentation, nonetheless, requires cooperation. At the heart of successful financial specialist insurance is an informed and careful investor. While it is the essential that we supervise and control the securities markets, we work intimately with a wide range of foundations, including other government offices and agencies, the self-administrative associations, state securities controllers, and different private sector associations.

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US Board of Mergers & Acquisitions